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RL Consulting Services Inc. has the experience, dedication and tools needed to produce the most favorable result for attorneys and litigants engaged in disputes involving regulatory matters.  We offer the following services:

  • Identify complex violations of securities rules and regulations 
  • Expert Witness Testimony
  • Evaluate case documents and identify litigation issues
  • Litigation Support
  • Evaluate supervisory systems and recommend solutions
  • Analyze the strengths, weaknesses and proper focus of a case
  • Damage Analysis

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Identify complex violations of securities rules and regulations

        Mr. Lowry's regulatory background and 40 years of experience in the securities industry are an invaluable asset for attorneys who are presenting complex securities cases

Expert Witness Testimony

         Mr. Lowry has testified more than 200 times, and has appeared in federal court, SEC administrative proceedings, FINRA disciplinary hearings, FINRA arbitrations, and state court.

Evaluate case documents and identify litigation issues

         Mr. Lowry works closely with attorneys to evaluate and identify issues that are important to develop at trial

Litigation Support

        Mr. Lowry has nearly 40 years of experience in the securities industry and uses this experience to assist attorneys prepare for trial

Evaluate supervisory systems and recommend solutions

        Mr. Lowry's examination experience and understanding of the securities laws enable him to identify strengths and weaknesses of a broker dealer's supervisory system

Analyze the strengths, weaknesses and proper focus of a case

        Mr. Lowry can evaluate the strengths and weaknesses of a case and assist attorneys in determining the proper focus of a case

Damage Analysis

        Mr. Lowry and his staff have extensive experience in preparing damage calculations which are accurate and easy to understand