Robert W. Lowry, President
Mr. Lowry has the regulatory experience
and background to offer complex testimony involving your case. His analytical and investigative experience enable him to identify
both the strengths and weaknesses of a case and identify important issues for the trier of fact. His experience and background
are also cost effective for his clients.
- Mr. Lowry
has nearly 40 years of experience of experience in the securities industry including 23 years with the Securities and
Exchange Commission in the Division of Market Regulation working on regulatory and enforcement matters.
- Since May 1996, he has been President of RL Consulting Services, Inc, which is located in
- Mr. Lowry provides consulting services to
federal and state regulatory agencies, customers, and broker dealers throughout the country.
- Mr. Lowry specializes in matters involving best execution, market manipulation, supervision, sales
practices, suitability, churning, clearing firm liability and selling away.
- Mr. Lowry provides regulatory consulting services to registered broker dealers and on occasion, he provides
his services as an independent compliance consultant. An independent compliance consultant is retained by defendants in cases
where there is a settlement between the SEC and a regulated entity. In addition, Bob has published three articles discussing
supervision and best execution.