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Robert W. Lowry, President

 

 Mr. Lowry has the regulatory experience and background to offer complex testimony involving your case. His analytical and investigative experience enable him to identify both the strengths and weaknesses of a case and identify important issues for the trier of fact. His experience and background are also cost effective for his clients. 

  • Mr. Lowry has nearly 40 years of experience of experience in the securities industry including 23 years with the Securities and Exchange Commission in the Division of Market Regulation working on regulatory and enforcement matters.  
  • Since May 1996, he has been President of RL Consulting Services, Inc, which is located in Leesburg, VA. 
  • Mr. Lowry provides consulting services to federal and state regulatory agencies, customers, and broker dealers throughout the country.
  • Mr. Lowry specializes in matters involving best execution, market manipulation, supervision, sales practices, suitability, churning, clearing firm liability and selling away. 
  • Mr. Lowry provides regulatory consulting services to registered broker dealers and on occasion, he provides his services as an independent compliance consultant. An independent compliance consultant is retained by defendants in cases where there is a settlement between the SEC and a regulated entity. In addition, Bob has published three articles discussing supervision and best execution.
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Education
University of Maryland,

BA Business

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